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43 pages 1 hour read

Empire of the Sun

Fiction | Novel | Adult | Published in 1984

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Part 1, Chapters 1-10Chapter Summaries & Analyses

Part 1

Chapter 1 Summary: “The Eve of Pearl Harbor”

Jim, the novel’s protagonist, is the 11-year-old son of a wealthy British family living in the International Settlement in Shanghai. He describes his experiences on December 7, 1941, the eve of Japan’s attack on Pearl Harbor. He explains how he is forced, along with the other choir boys from his school, to watch the American newsreel series March of Time. Viewing things like this and British newsreel propaganda about the war has given Jim nightmares. He wonders, “[H]ad his brain been damaged by too many war films?” (5) After being driven home from Shanghai Cathedral, where the film was shown, he prepares to go with his parents to a fancy dress party hosted by one of his parents’ friends.

Chapter 2 Summary: “Beggars and Acrobats”

Jim and his parents are driven by their chauffeur Yang to the Christmas fancy dress party in Hungjao, a rural area five miles west of Shanghai. At the bottom of their drive, on Amherst Avenue, they accidentally run over the foot of a homeless beggar who has been living there for the past two months. However, it is not clear whether he is still alive. They then arrive at the checkpoint marking the end of the International Zone. It is manned by wary Japanese soldiers, who inspect the car before letting them through. Arriving at the party, hosted by a Dr Lockwood, they see Chinese acrobats and conjurers who pretend to turn themselves into birds.

Chapter 3 Summary: “The Abandoned Aerodrome”

Jim wanders off from the party into the outlying fields. Walking past the bones of dead Chinese civilians, he heads toward the disused Hungjao Aerodrome. Once there, he finds the wreckage of a Japanese fighter plane and sits in the cockpit, pretending to work the controls, and throws his model glider into the air. Later, searching for his glider, he comes across some Japanese soldiers beside a concrete blockhouse, who spot Jim. Jim’s father, who was looking for him, then comes from the opposite direction calling to Jim. In a highly tense moment, Jim’s father extricates Jim from the situation without provoking the soldiers. After this, they leave the party early, and Jim’s mother reveals that they will be leaving their house on Amherst Avenue for several days to stay in a hotel.

Chapter 4 Summary: “The Attack on the Petrel”

From the hotel beside the Whangpoo river the next morning, Jim watches a group of Japanese marines seize an American ship, the USS Wake. He then sees a Japanese gunboat open fire on a British ship in the river, the HMS Petrel. The force of a Japanese shell hitting the Petrel causes the glass in Jim’s hotel to shatter, and a sliver of glass hits Jim on the nose. With the help of gunfire from a Japanese cruiser, the Idzumo, the Petrel is sunk. Jim and his parents try to escape from the hotel. Jim’s father then goes into the river to help the British seamen fleeing from the Petrel. Meanwhile, Jim gets separated from his mother in the chaos. Finally, Jim’s father returns to Jim and sits beside him, though they are surrounded by Japanese soldiers.

Chapter 5 Summary: “Escape from the Hospital”

Jim wakes up the next day in a children’s hospital ward in the French Concession area of Shanghai. He is there for three days and explains how, after the attack on Pearl Harbor, the Japanese succeeded in seizing the International Settlement. Jim gets out of bed and looks for his father who, he is told by a nun, is in a nearby ward with other wounded British civilians. However, Jim is unable to find his father, and he is later released from the hospital and told to return home.

Chapter 6 Summary: “The Youth with the Knife”

Jim walks along the Avenue Haig in the French Concession and sees a crowd watching a public beheading. As Jim says, the Chinese “liked to be cruel […] to remind themselves of the vanity of thinking that the world was anything else” (42). Jim is then confronted by a youth with a knife who tries to steal his watch. Jim escapes the youth and the French Concession, returning to his home on Amherst Avenue. Unfortunately, he finds that his home is deserted and has a Japanese scroll pinned to the door. He then hears a vehicle approaching and escapes into his garden, before climbing through the garbage chute to get into the kitchen of his house. He finds his mother’s room, abandoned, and falls asleep by the foot of her bed.

Chapter 7 Summary: “The Drained Swimming-Pool”

Jim waits for three days for his parents to return, surviving off tinned fruit and pressed meat from the pantry. He cycles around the rooms in his house and reflects that “the war had brought him at least one small bonus” (51). On the fourth day, he decides that his parents will not be returning home and cycles to a nearby friend’s house. However, his friends and their family are not there either, and he is slapped hard by one of the Chinese servants as he tries to get in the house. Jim then goes to visit another friend’s house, this one in the French Concession. Again, however, he finds it abandoned. Jim decides to give himself up to the Japanese.

Chapter 8 Summary: “Picnic Time”

As Jim says, like all his friends, “he had always despised anyone who surrendered” (59). Yet he finds it surprisingly hard to encounter any Japanese soldiers who can safely accept his surrender. Instead, Jim spends his time living in the abandoned houses of European nationals interned by the Japanese, moving from one to another. He does so while repairing his bike which was damaged by a Japanese soldier. Growing increasingly hungry, Jim breaks into the house of a Belgian dentist and finds a can of condensed milk which he devours.

Chapter 9 Summary: “An End to Kindness”

One afternoon, Jim scales the walls of the American Country Club. There, he sees a group of Japanese soldiers cooking food beside an empty swimming pool. One of them takes pity on Jim and offers him some rice to eat. For the next week, Jim follows the soldiers, running errands and chopping wood for them in exchange for food. However, one morning a new patrol appears in the place of the previous one, and its leader strikes Jim.

Chapter 10 Summary: “The Stranded Freighter”

Looking out onto the river, Jim sees a half sunken freighter and resolves to get to the ship. He uses a piece of broken wood to paddle toward the freighter. Once on it, he is spotted by an American sailor on the nearby shipyard. The sailor rows toward him in a dinghy and takes Jim back to a hidden cabin where he is staying in the shipyard.

Part 1, Chapters 1-10 Analysis

At the novel’s start, Jim describes how “images of Tobruk, Barbarossa and the Rape of Nanking sprang loose from his crowded head” (3), due to the newsreels he is shown. As such, one would expect him to view the Japanese with fear and revulsion. The 1937 Rape of Nanking, as news and footage would have explained, involved the Japanese army murdering and raping Chinese civilians on a massive and brutal scale. This is the same army that, only a few years later, is poised to attack the International Settlement where Jim lives. Yet Jim seems unconcerned. Moreover, despite knowledge of these atrocities, “Jim had a deep respect for the Japanese” (27). He appears to be not just unafraid of the Japanese army; he evinces an admiration and reverence for them. It is important to ask why this is so. One possible explanation is that Jim has simply come to distrust the news he is shown or comes to see it as mere propaganda. Indeed, as Jim asserts at one point, “the British newsreels were filled with lies” (55). This speaks to the theme of The Romanticization of the Second World War in Film and Print. The British claims, for example, that their battleships the Repulse and the Prince of Wales “could each defeat the Japanese Navy single-handed” (54) do not tarry with a reality where they are sunk easily by Japanese bombers. Likewise, British claims about their superiority to the Japanese fly in the face of repeated Japanese victories over the British.

Nevertheless, this can be only part of the story. Even though Jim may mistrust the Western news and its demonization of the Japanese, evidence of the latter’s brutality is unavoidable in his life in Shanghai. This is seen on a subtle scale when two Japanese soldiers overturn a Chinese peasant’s cart then bayonet and destroy “her only possession” (13), a bag of rice. On a greater scale, this brutality is evidenced by the murdered Chinese corpses which litter the streets and clog the Yangtze River. As Jim notes, on one Avenue “bodies of Chinese lay everywhere, hands tied behind their backs in the centre of the road […] half-severed heads resting on each other’s shoulders” (58). Nor is Jim under any illusion that this brutality will be restricted to the Chinese. Jim openly observes, when escaping the Japanese soldiers with his father at the Aerodrome, that “solitary Europeans who strayed into the path of the Japanese were usually left dead on the roadside” (23).

Consequently, a different explanation for Jim’s admiration for the Japanese is needed. He is clearly aware of their brutality but respects them despite—or in part because of—this. On one level, then this is a practical concern. As noted, Jim instinctively recognizes the power and superiority of the Japanese military relative to the Chinese and British.

However, there is also something deeper and more problematic going on. Jim admires the Japanese because he identifies with them on many levels. This reflects the theme of Conflicted Cultural Identity and the Ideal of “Britishness.” As he says, “he liked the [Japanese people’s] bravery and stoicism, and their sadness which struck a curious chord with Jim… every Japanese was alone” (13). Jim, an only child and adventurer, has an affinity with the apparent bravery and solitude of the Japanese soldier. More specifically, he identifies with the ideal of the Japanese fighter pilot. This is seen in his obsession with the disused Aerodrome and the derelict plane which he sits in: “Jim pretended to work the controls, as if this sympathetic action could summon the spirit of the long-dead aviator” (20). Jim imagines himself as the pilot and believes that “the spirit of the dead aviator had entered him” (25). This is partly due to the confusion of identity from which Jim suffers. He is nominally British but has never seen that country. And he lives in China while being distanced from Chinese culture and people. The Japanese, in a way both mysterious and romantic, thus fill this void of identity for Jim. This is especially true given the bushido culture and warrior ethic which they epitomize to him. Ironically, it is Jim’s exposure to pro-British war propaganda which cultivates in him a reverence for these martial values. At the same time, then, it nurtures in him a reverence for the Japanese culture which seems best to embody those values.

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